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Professionals associated with Pond Wealth Management LLC may be either (1) registered representatives of, and securities and retirement plans advisory services offered through, LPL Financial, Member FINRA/SIPC, a registered investment advisor; or (2) investment advisor representatives of, and wealth advisory and financial planning services offered through, Private Advisor Group LLC, a registered investment advisor.  Pond Wealth Management LLC and Private Advisor Group are separate entities from LPL Financial.

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